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Uniform Securities Act
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141	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: November 29, 2000 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-07-16 12:32:31 Financial system Finance Securities 73rd United States Congress Securities Act Selling away Securities regulation in the United States Nuveen Investments Uniform Securities Act United States securities law Financial economics United States Securities and Exchange Commission
142	Uniform Forms Reference Guide Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-06 10:34:32 North American Securities Administrators Association Investment Advisers Act Patent attorney Filing Status Law Financial system Finance United States securities law Law in the United Kingdom Financial regulation
143	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Decided August 1, 2014 No[removed]KATHRYN LYNN CAMPBELL, ON BEHALF OF HERSELF AND Add to Reading List Source URL: www.courthousenews.com Language: English - Date: 2014-08-07 15:37:42 Securities Litigation Uniform Standards Act Diversity jurisdiction Private Securities Litigation Reform Act State court Subject-matter jurisdiction United States Code Class action Law Civil procedure Jurisdiction
144	STATE OF HAWAII Department of the Attorney General 2013 REPORT OF THE COMMISSION TO PROMOTE Add to Reading List Source URL: ag.hawaii.gov Language: English - Date: 2014-02-19 15:57:29 United States law Uniform Acts National Conference of Commissioners on Uniform State Laws Uniform Partnership Act Uniform Limited Partnership Act Uniform Probate Code Uniform Child Custody Jurisdiction And Enforcement Act Uniform Controlled Substances Act Uniform Securities Act Partnerships Law Model act
145	Microsoft Word - 13-317bsacUnitedStates Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-21 16:45:09 Basic Inc. v. Levinson SEC Rule 10b-5 Stoneridge Investment Partners v. Scientific-Atlanta Securities Litigation Uniform Standards Act Securities Act U.S. Securities and Exchange Commission Scienter Securities regulation in the United States Erica P. John Fund Inc. v. Halliburton Co. United States securities law Law Private Securities Litigation Reform Act
146	NOTICE OF REQUEST FOR PUBLIC COMMENT REGARDING A PROPOSED INVESTMENT ADVISER MODEL RULE AND GUIDANCE FOR BUSINESS CONTINUITY AND SUCCESSION PLANNING UNDER THE UNIFORM SECURITIES ACTS OF 1956 AND 2002 The Board of Directo Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-09-11 12:39:08 Financial economics Financial regulation Registered Investment Advisor Money Financial adviser Investment Advisor Business continuity planning Business continuity Uniform Securities Act Finance United States securities law Business
147	Thomas Welch, et al. v. Pacific Coast Oil Trust, et al. 14-CV[removed]Notice of Removal of Action Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2014-08-15 22:17:19 Federal Rules of Civil Procedure Class action Securities Litigation Uniform Standards Act Civil procedure Summons Lawsuit Complaint Law Legal documents Legal terms
148	Washington State Department of Financial Institutions John L. Bley, Director Securities Division Deborah Bortner, Assistant Director ________________________________________________________________________________ Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-01-09 12:06:45 Economics Financial Industry Regulatory Authority North American Securities Administrators Association Investor education U.S. Securities and Exchange Commission Mary Schapiro Securities market Mutual fund Uniform Securities Act Financial economics United States securities law Investment
149	Microsoft PowerPoint - UGMA Performance2014[removed] Add to Reading List Source URL: scl.gipsa.usda.gov Language: English - Date: 2014-07-28 12:51:25 Uniform Gifts to Minors Act United States securities law Popcorn Wheat Food and drink Tax avoidance Taxation in the United States
150	ALABAMA SECURITIES COMMISSION Issue VI Special Legislative Edition Director’s Comment to the Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-21 14:46:40 Financial regulation Securities Corporate crime U.S. Securities and Exchange Commission Securities fraud Joseph Borg Uniform Securities Act Securities regulation in the United States Texas State Securities Board United States securities law Fraud Economics

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